19 Nov, 2024 Bank of England drafts fundamental rules for financial market infrastructure By James Morris Simon Treacy In a consultation the Bank of England proposes requiring UK financial market infrastructure to meet 10 new Fundamental Rules. The rules...
04 Jul, 2024 EU institutions explore AI in financial services By Simon Treacy As our mid-year legal outlook shows, the legal impact of AI adoption is not limited to the tech sector. Financial services firms are...
23 Jun, 2021 SEC focused on cyber issues.... By Doug Davison Reports indicate that SEC enforcement has turned its focus to possible disclosure failures by victims of cyber breaches. SEC enforcement...
29 Dec, 2020 A rose by any other name would smell as sweet By Linklaters Nice to see an overdue elevation to full Division status after 25 years for the SEC's examinations team (the artists formerly known as OCIE)